eJournal: uffmm.org,
ISSN 2567-6458, 27.February 2019
Email: info@uffmm.org
Author: Gerd Doeben-Henisch
Email: gerd@doeben-henisch.de

Last change: 28.February 2019 (Several corrections)


An overview to the enhanced AAI theory version 2 you can find here. In this post we talk about the special topic how to proceed in a bottom-up approach.

Outine of the process how to generate an AS
Figure 1: Outline of the process how to generate an AS with a bottom-up approach

As the introductory figure shows it is assumed here that there is a collection of citizens and experts which offer their individual knowledge, experiences, and skills to ‘put them on the table’ challenged by a given problem P.

This knowledge is in the beginning not structured. The first step in the direction of an actor story (AS) is to analyze the different contributions in a way which shows distinguishable elements with properties and relations. Such a set of first ‘objects’ and ‘relations’ characterizes a set of facts which define a ‘situation’ or a ‘state’ as a collection of ‘facts’. Such a situation/ state can also be understood as a first simple ‘model‘ as response to a given problem. A model is as such ‘static‘; it describes what ‘is’ at a certain point of ‘time’.

In a next step the group has to identify possible ‘changes‘ which can be associated with at least one fact. There can be many possible changes which eventually  need different durations to come into effect. These effects can happen  as ‘exclusive alternatives’ or in ‘parallel’. Apply the possible changes to a  situation  generates   ‘successors’ to the actual situation. A sequence of situations generated by applied changes is  usually called a ‘simulation‘.

If one allows the interaction between real actors with a simulation by associating  a real actor to one of the actors ‘inside the simulation’ one is turning the simulation into an ‘interactive simulation‘ which represents basically a ‘computer game‘ (short: ‘egame‘).

One can use interactive simulations e.g. to (i) learn about the dynamics of a model, to (ii) test the assumptions of a model, to (iii) test the knowledge and skills of the real actors.

Making new experiences with a  simulation allows a continuous improvement of the model and its change rules.

Additionally one can include more citizens and experts into this process and one can use available knowledge from databases and libraries.

Epistemology of concepts used in an AAI Analysis rprocess
Fig.2: Epistemology of concepts used in an AAI Analysis process

As outlined in the preceding section about the blueprint of a bottom-up process there will be a heavy   usage of concepts to describe state of affairs.

The literature about this topic in philosophy as well as many scientific disciplines is overwhelmingly and therefore this small text here can only be a ‘pointer’ into a complex topic. Nevertheless I will use exactly this pointer to explore this topic further.

While the literature is mainly dealing with  more or less specific partial models, I am trying here to point out a very general framework which fits to a more genera philosophical — especially epistemological — view as well as gives respect to many results of scientific disciplines.

The main dimensions here are (i) the outside external empirical world, which connects via sensors to the (ii) internal body, especially the brain,  which works largely ‘unconscious‘, and then (iii) the ‘conscious‘ part of he brain.

The most important relationship between the ‘conscious’ and the ‘unconscious’ part of the brain is the ability of the unconscious brain to transform automatically incoming concrete sens-experiences into more   ‘abstract’ structures, which have at least three sub-dimensions: (i) different concrete material, (ii) a sub-set of extracted common properties, (iii) different sets of occurring contexts associated with the different subsets. This enables the brain to extract only a ‘few’ abstract structures (= abstract concepts)  to deal with ‘many’  concrete events. Thus the abstract concept ‘chair’ can cover many different concrete chairs which have only a few properties in common. Additionally the chairs can occur in different ‘contexts’ associating them with different ‘relations’ which can  specify  possible different ‘usages’   of  the concept ‘chair’.

Thus, if the actor perceives something which ‘matches’ some ‘known’ concept then the actor is  not only conscious about the empirical concrete phenomenon but also simultaneously about the abstract concept which will automatically be activated. ‘Immediately’ the actor ‘knows’ that this empirical something is e.g. a ‘chair’. Concrete: this concrete something is matching an abstract concept ‘chair’ which can as such cover many other concrete things too which can be as concrete somethings partially different from another concrete something.

From this follows an interesting side effect: while an actor can easily decide, whether a concrete something is there  (“it is the case, that” = “it is true”) or not (“it is not the case, that” = “it isnot true” = “it is false”), an actor can not directly decide whether an abstract concept like ‘chair’ as such is ‘true’ in the sense, that the concept ‘as a whole’ corresponds to concrete empirical occurrences. This depends from the fact that an abstract concept like ‘chair’ can match with a  nearly infinite set of possible concrete somethings which are called ‘possible instances’ of the abstract concept. But a human actor can directly   ‘check’ only a ‘few’ concrete somethings. Therefore the usage of abstract concepts like ‘chair’, ‘house’, ‘bottle’ etc. implies  inherently an ‘open set’ of ‘possible’ concrete  exemplars and therefor is the usage of such concepts necessarily a ‘hypothetical’ usage.  Because we can ‘in principle’ check the real extensions of these abstract concepts   in everyday life as long there is the ‘freedom’ to do  such checks,  we are losing the ‘truth’ of our concepts and thereby the basis for a  realistic cooperation, if this ‘freedom of checking’ is not possible.

If some incoming perception is ‘not yet known’,  because nothing given in the unconsciousness does ‘match’,  it is in a basic sens ‘new’ and the brain will automatically generate a ‘new concept’.


In Figure 2 one can find two other components: the ‘meaning relation’ which maps concepts into ‘language expression’.

Language expressions inside the brain correspond to a diversity of visual, auditory, tactile or other empirical event sequences, which are in use for communicative acts.

These language expressions are usually not ‘isolated structures’ but are embedded in relations which map the expression structures to conceptual structures including  the different substantiations of the abstract concepts and the associated contexts. By these relations the expressions are attached to the conceptual structures which are called the ‘meaning‘ of the expressions and vice versa the expressions are called the ‘language articulation’ of the meaning structures.

As far as conceptual structures are related via meaning relations to language expressions then  a perception can automatically cause the ‘activation’ of the associated language expressions, which in turn can be uttered in some way. But conceptual structures   can exist  (especially with children) without an available  meaning relation.

When language expressions are used within a communicative act then  their usage can activate in all participants of the communication the ‘learned’ concepts as their intended meanings. Heaving the meaning activated in someones ‘consciousness’ this is a real phenomenon for that actor. But from the occurrence of  concepts alone does not automatically follow, that a  concept is ‘backed up’ by some ‘real matter’ in the external world. Someone can utter that it is raining, in the hearer of this utterance the intended concepts can become activated, but in the outside external world no rain is happening. In this case one has to state that the utterance of the language expressions “Look, its raining” has no counterpart in the real world, therefore we call the utterance in this case ‘false‘ or  ‘not true‘.

The dimension of time based on past experience and combinatoric thinking
Fig.3: The dimension of time based on past experience and combinatoric thinking

The preceding figure 2 of the conceptual space is not yet complete. There is another important dimension based on the ability of the unconscious brain to ‘store’ certain structures in a ‘timely order’ which enables an actor — under certain conditions ! — to decide whether a certain structure X occurred in the consciousness ‘before’ or ‘after’ or ‘at the same time’ as another structure Y.

Evidently the unconscious brain is able do exactly this:  (i) it can arrange the different structures under certain conditions in a ‘timely order’;  (ii)  it can detect ‘differences‘ between timely succeeding structures;  the brain (iii) can conceptualize these changes as ‘change concepts‘ (‘rules of change’), and it can  can classify different kinds of change like ‘deterministic’, ‘non-deterministic’ with different kinds of probabilities, as well as ‘arbitrary’ as in the case of ‘free learning systems‘. Free learning systems are able to behave in a ‘deterministic-like manner’, but they can also change their patterns on account of internal learning and decision processes in nearly any direction.

Based on memories of conceptual structures and derived change concepts (rules of change) the unconscious brain is able to generate different kinds of ‘possible configurations’, whose quality is  depending from the degree of dependencies within the  ‘generating  criteria’: (i) no special restrictions; (ii) empirical restrictions; (iii) empirical restrictions for ‘upcoming states’ (if all drinkable water would be consumed, then one cannot plan any further with drinkable water).









eJournal: uffmm.org,
ISSN 2567-6458, 13.February 2019
Email: info@uffmm.org
Author: Gerd Doeben-Henisch
Email: gerd@doeben-henisch.de

Last corrections: 14.February 2019 (add some more keywords; added  emphasizes for central words)


An overview to the enhanced AAI theory  version 2 you can find here.  In this post we talk about the blueprint  of the whole  AAI analysis process  in the top-down version. Here I leave out the topic of actor models (AM) and the topic of simulation. For these topics see other posts.


Blueprint of the whole AAI analysis process including the epistemological assumptions. Not shown here is the whole topic of actor models (AM) and as well simulation.
Blueprint of the whole AAI analysis process including the epistemological assumptions. Not shown here is the whole topic of actor models (AM) and as well simulation.

The Actor-Actor Interaction (AAI) analysis is understood here as part of an  embracing  systems engineering process (SEP), which starts with the statement of a problem (P) which includes a vision (V) of an improved alternative situation. It has then to be analyzed how such a new improved situation S+ looks like; how one can realize certain tasks (T)  in an improved way.


The driving actors for such an AAI analysis are some stakeholders which communicate a problem P and a vision V and some experts with at least some AAI experts, which take the lead in the process of elaborating the vision.


It has to be taken into account that the driving actors are able to do this job because they  have in their bodies brains (BRs) which in turn include  some consciousness (CNS). The processes and states beyond the consciousness are here called ‘unconscious‘ and the set of all these unconscious processes is called ‘the Unconsciousness’ (UCNS).


An important set of substructures of the unconsciousness are those which enable symbolic language systems with so-called expressions (L) on one side and so-called non-expressions (~L) on the other. Embedded in a meaning relation (MNR) does the set of non-expressions ~L  function as the meaning (MEAN) of the expressions L, written as a mapping MNR: L <—> ~L. Depending from the involved sensors the expressions L can occur either as acoustic events L_spk, or as visual patterns written L_txt or visual patterns as pictures L_pict or even in other formats, which will not discussed here. The non-expressions can occur in every format which the brain can handle.

While written (symbolic) expressions L are only associated with the intended meaning through encoded mappings in the brain,  the spoken expressions L_spk as well as the pictorial ones L_pict can show some similarities with the intended meaning. Within acoustic  expressions one can ‘imitate‘ some sounds which are part of a meaning; even more can the pictorial expressions ‘imitate‘ the visual experience of the intended meaning to a high degree, but clearly not every kind of meaning.


Because the space of possible problems and visions it nearly infinite large one has to define for a certain process the problem of the actual process together with the vision of a ‘better state of the affairs’. This is realized by a description of he problem in a problem document D_p as well as in a vision statement D_v. Because usually a vision is not without a given context one has to add all the constraints (C) which have to be taken into account for the possible solution.  Examples of constraints are ‘non-functional requirements’ (NFRs) like “safety” or “real time” or “without barriers” (for handicapped people).


If the AAI check has been successful and there is at least one task T to be done in an assumed environment ENV and there are at least one executing actor A_exec in this task as well as an assisting actor A_ass then the AAI analysis can start.


The main task is to elaborate a complete description of a process which includes a start state S* and a goal state S+, where  the participating executive actors A_exec can reach the goal state S+ by doing some actions. While the imagined process p_v  is a virtual (= cognitive/ mental) model of an intended real process p_e, this intended virtual model p_e can only be communicated by a symbolic expressions L embedded in a meaning relation. Thus the elaboration/ construction of the intended process will be realized by using appropriate expressions L embedded in a meaning relation. This can be understood as a basic mapping of sensor based perceptions of the supposed real world into some abstract virtual structures automatically (unconsciously) computed by the brain. A special kind of this mapping is the case of measurement.

In this text especially three types of symbolic expressions L will be used: (i) pictorial expressions L_pict, (ii) textual expressions of a natural language L_txt, and (iii) textual expressions of a mathematical language L_math. The meaning part of these symbolic expressions as well as the expressions itself will be called here an actor story (AS) with the different modes  pictorial AS (PAS), textual AS (TAS), as well as mathematical AS (MAS).


If the actor story is completed (in a certain version v_i) then one can extract from the story the input-output profiles of every participating actor. This list represents the task-induced actor requirements (TAR).  If one is looking for concrete real persons for doing the job of an executing actor the TAR can be used as a benchmark for assessing candidates for this job. The profiles of the real persons are called here actor-actor induced requirements (AAR), that is the real profile compared with the ideal profile of the TAR. If the ‘distance’ between AAR and TAR is below some threshold then the candidate has either to be rejected or one can offer some training to improve his AAR; the other option is to  change the conditions of the TAR in a way that the TAR is more closer to the AARs.

The TAR is valid for the executive actors as well as for the assisting actors A_ass.


If the actor story has in some version V_i a certain completion one has to check whether the different constraints which accompany the vision document are satisfied through the story: AS_vi |- C.

Such an evaluation is only possible if the constraints can be interpreted with regard to the actor story AS in version vi in a way, that the constraints can be decided.

For many constraints it can happen that the constraints can not or not completely be decided on the level of the actor story but only in a later phase of the systems engineering process, when the actor story will be implemented in software and hardware.


Using the actor story as a benchmark one can test the quality of the usability of the whole process by doing usability tests.













eJournal: uffmm.org,
ISSN 2567-6458, 29.Januar 2019
Email: info@uffmm.org
Author: Gerd Doeben-Henisch
Email: gerd@doeben-henisch.de

— Outdated —


An overview to the enhanced AAI theory  version 2 you can find here.  In this post we talk about  the special topic of the meaning of (symbolic) expressions.


  1. In semiotic terminology  the ‘meaning‘ of a symbolic expression corresponds to the image of the mapping from symbolic expressions (L) into something else (non-L). This mapping is located in that system which is using this mapping. We can call this system a ‘semiotic system‘.
  2. For the generation of an actor story we assume that the AAI experts as well as all the other actors collaborating with the AAI actors are input-output systems with changeable internal states (IS) as well as a behavior function (phi), written as phi: I x IS —> IS x O.
  3. These actors are embedded in an empirical environment (ENV) which is continuously changing.
  4. Parts of the environment can interact with the actors by inducing physical state-changes in parts of the actors (Stimuli (S), Input, (I)) as well as receiving physical responses from the actors (Responses (R), output (O)) which change parts of the environmental states.
  5. Interpreting these actors as ‘semiotic systems’ implies that the actors can receive as input symbolic expressions (L) as well as non-symbolic events and they can output symbolic expressions (L) as well as some non-symbolic events (non-L). Furthermore the mapping from symbolic expressions into something else is assumed to happen ‘inside‘ the system.
  6. From a 3rd-person view one can distinguish the empirical environment external to the actor as well as the empirical states ‘inside’ the system (typically investigated by Physiology with many sub-disciplines).
  7. The internal states on the cellular level have a small subset called ‘brain’ (less than 1% of all cellular elements).  A  subset of the brain cells is enabling what in a 1st person view is called ‘consciousness‘.  The ‘content’ of the consciousness consists of ‘phenomena‘ which are not ’empirical’ in the usual sense of ’empirical’.  Using the consciousness as point of reference everything else of the actor which is not part of the conscious is ‘not conscious‘ or ‘unconscious‘. The ‘unconsciousness‘ is then the set of all non-conscious states of the actor (which means in the biological case of human sapiens more than 99% of all body states).
  8. As empirical sciences have revealed there exist functional relations between empirical states of the external environment (S_emp) and the set of externally caused internal  unconscious input states of the actor (IS_emp_uc).
  9. The internally caused unconscious input states (IS_emp_uc) are further processed and mapped in a variety of internal unconscious states (IS_emp_uc_abstr), which are more ‘general’ as the original input states. Thus subsets of internally cause unconscious  internal states IS_emp_uc  can be elements of the more abstract internal states IS_emp_uc_abstr.
  10. These internal unconscious states are part of ‘networks‘ and parts of different kinds of ‘hierarchies‘.
  11. There are many different kinds of internal operations working on these internal structures including the input states.
  12. Parts of the internal structures can function as ‘meaning‘ (M) for other parts of internal structures which function as ‘symbolic expressions‘ (L). Symbolic expressions together with the meaning constituting elements can be used from an actor (seen as a semiotic system) as a ‘symbolic language‘ whose observable part are the ‘symbols’ (written, spoken, gestures, …) and whose non-observable part is the mapping relation (encoding) from symbols into the internal meaning elements.
  13. The primary meaning of a language is therefore a ‘virtual world of states inside the actor‘ compared to the ‘external empirical world‘. Parts of the virtual meaning world can correspond to parts of the empirical world outside. To control such an important relationship one needs commonly defined empirical measurement procedures (MP) which are producing external empirical events which can be repeatedly perceived by a population of actors, which can compare these processes and events with their 1st person conscious phenomena (PH). If it is possible for an actor (an observer) to identify those phenomena which correspond to the external measurement events than it is possible (in principle) to define that subset of Phenomena (PH_emp) which are phenomena but are correlated with events in the external empirical world.  Usually those phenomena which correspond to empirical events external PH_emp are a true subset of the set of all possible Phenomena, written as PH_emp ⊂ PH.
  14. While the empirical phenomena PH_emp are ‘concrete‘ phenomena are the non-empirical phenomena PH_abs = PH-PH_emp ‘abstract‘ in the sense that an empirical phenomenon p_emp can be an element of a non-empirical phenomenon p_abs if p_emp is not new.
  15. While the virtual meaning of a symbolic language is realized by abstract structures which can be ‘cited’ in the consciousness as p_abs,  the empirical meaning   instead occurs as concrete structures which can be ‘cited’ by the consciousness.
  16. All meaning elements can occur as part of a virtual spatial structure (VR) and as part of a virtual timely structure (VT).
  17. There is no 1-to-1 mapping from the spatial and timely structures of the external empirical world into the virtual internal world of meanings.
  18. If it is possible to correlate virtual meaning structures with external empirical structures we call this ’empirical soundness’ or ’empirical truth’.

AAI THEORY V2 – Actor Story (AS)

eJournal: uffmm.org,
ISSN 2567-6458, 28.Januar 2019
Email: info@uffmm.org
Author: Gerd Doeben-Henisch
Email: gerd@doeben-henisch.de

— Outdated —


An overview to the enhanced AAI theory  version 2 you can find here.  In this post we talk about  the generation of the actor story (AS).


To get from the problem P to an improved configuration S measured by some expectation  E needs a process characterized by a set of necessary states Q which are connected by necessary changes X. Such a process can be described with the aid of  an actor story AS.

  1. The target of an actor story (AS) is a full specification of all identified necessary tasks T which lead from a start state q* to a goal state q+, including all possible and necessary changes X between the different states M.
  2. A state is here considered as a finite set of facts (F) which are structured as an expression from some language L distinguishing names of objects (like  ‘D1’, ‘Un1’, …) as well as properties of objects (like ‘being open’, ‘being green’, …) or relations between objects (like ‘the user stands before the door’). There can also e a ‘negation’ like ‘the door is not open’. Thus a collection of facts like ‘There is a door D1’ and ‘The door D1 is open’ can represent a state.
  3. Changes from one state q to another successor state q’ are described by the object whose action deletes previous facts or creates new facts.
  4. In this approach at least three different modes of an actor story will be distinguished:
    1. A textual mode generating a Textual Actor Story (TAS): In a textual mode a text in some everyday language (e.g. in English) describes the states and changes in plain English. Because in the case of a written text the meaning of the symbols is hidden in the heads of the writers it can be of help to parallelize the written text with the pictorial mode.
    2. A pictorial mode generating a Pictorial Actor Story (PAS). In a pictorial mode the drawings represent the main objects with their properties and relations in an explicit visual way (like a Comic Strip). The drawings can be enhanced by fragments of texts.
    3. A mathematical mode generating a Mathematical Actor Story (MAS): this can be done either (i) by  a pictorial graph with nodes and edges as arrows associated with formal expressions or (ii)  by a complete formal structure without any pictorial elements.
    4. For every mode it has to be shown how an AAI expert can generate an actor story out of the virtual cognitive world of his brain and how it is possible to decide the empirical soundness of the actor story.